On 1 September 2013, Louis Capital Markets UK, LLP (“LCM”) appointed Avalon Capital Markets (“ACM”) as an Appointed Representative (as per FCA Handbook FCA/SUP/12). ACM is supervised by its principle firm, LCM.
LCM and ACM share the same clearing and execution services and are based in the same office space at 130 Wood Street, London EC2V 6DL; however, a Chinese Wall separates the two (independently managed) businesses.
LCM is authorised and regulated by the Financial Conduct Authority (FRN: 225544). As LCM’s Appointed Representative, ACM is, by default, also subject to the same FCA regulatory regime. Their legal and compliance details can be found at: www.louiscapital.com/legal-compliance.